CLIENT PRIVACY

Riverwater Partners LLC (“Riverwater”) is committed to maintaining the privacy of our clients and former clients. Federal law requires us to tell you how we collect, disclose, and protect your personal information. The summary below reflects our current privacy practices. For full details, please review our Privacy Notice (revised April 2026).

Information We Collect

In connection with providing investment advisory and wealth management services, Riverwater collects personal information including your name, address, email, and phone number; Social Security or tax identification number; account numbers and financial account information; wire and banking instructions; and investment objectives, risk tolerance, and financial profile. We collect this information directly from you, from your transactions with us, and from third parties such as custodians and other financial institutions involved in servicing your account.

When you visit this website, we may also collect your email address if you contact us via email or subscribe to updates. You may opt out of receiving email updates at any time by clicking unsubscribe at the bottom of our emails.

How We Share Information

Riverwater does not sell your personal information. We share information only as necessary to service your account — such as with custodians, technology providers, and other service providers operating under confidentiality obligations — or as required by regulatory authorities, law enforcement, or applicable law. Because we do not share your personal information with unaffiliated third parties for marketing or other non-essential purposes, we do not provide an opt-out mechanism.

How We Protect Your Information

To protect your personal information from unauthorized access and use, we employ security measures that comply with federal law. These include multi-factor authentication, data encryption, access controls, computer safeguards, secured files and buildings, employee training, and regular security assessments. We also require our service providers to maintain appropriate safeguards.

Data Breach Notification

In the event of unauthorized access to your personal information that creates a risk of harm or inconvenience, we will notify you promptly and in accordance with applicable law, including the requirements of amended Regulation S-P.

Former Clients

The privacy protections described here apply equally to former clients. Riverwater retains client information for as long as required by applicable law and regulatory obligations, after which it is disposed of in a secure manner.

WEBSITE PRIVACY & COOKIES

Riverwater Partners uses essential and analytics cookies to enhance your experience on our website. Cookies are small data files that are placed on your device when you visit our site. They help us understand how you use our website, allowing us to improve your experience by tailoring content to your preferences.

Cookie Types

  • Essential Cookies – These are necessary for the website to function and cannot be switched off in our systems. They are usually set in response to actions you take, such as navigating pages or filling out forms.
  • Analytics Cookies – These help us measure and improve the performance of our site by collecting information about how visitors use it. All information these cookies collect is aggregated and anonymous.

Consent

Riverwater Partners respects your privacy and gives you control over your cookie preferences:

  • Visitors outside the United States will see a consent banner that allows them to accept or decline non-essential cookies before any tracking occurs (opt-in model).
  • Visitors in the United States will see a notification banner where cookies load by default but can be declined at any time (opt-out model).

Your consent choices are stored for future visits. You may adjust your preferences or withdraw consent at any time by clicking “Manage preferences” in the banner (if available) or clearing cookies in your browser.

Managing Cookies

You can also manage cookies through your browser settings. Most web browsers allow you to control or delete cookies, and to set preferences for certain sites.

CONTACT

If you have any questions about our privacy practices, our use of cookies, or your privacy rights, please contact us:

Riverwater Partners LLC
Attn: Chief Compliance Officer
1433 North Water Street, Suite 303
Milwaukee, WI 53202
Email: info@riverwaterpartners.com
Phone: (414) 858-8000

DISCLOSURES

Riverwater Partners is an investment advisor registered with the SEC, pursuant to the Investment Advisors Act of 1940. Any reference to or use of the terms “registered investment adviser” or “registered,” does not imply that Riverwater Partners or any person associated with has achieved a certain level of skill or training. Riverwater Partners may only transact business or render personalized investment advice in those states and international jurisdictions where we are registered, notice filed, or where we qualify for an exemption or exclusion from registration requirements. The purpose of this website is to provide general information on our products and services only and should not be construed as a solicitation to effect, or attempt to effect, either transactions in securities or the rendering of personalized investment advice over the Internet. Any communications with prospective clients residing in states or international jurisdictions where Riverwater Partners and its advisory affiliates are not registered or licensed shall be limited so as not to trigger registration or licensing requirements. PLEASE NOTE: Links to any third party site are provided as a convenience and a link does not imply Riverwater Partners’ sponsorship or approval of any of these sites. When you access one of these websites you are leaving Riverwater Partners website.

Portfolio holdings are subject to change without notice. Current and future portfolio holdings are subject to risk. Past performance does not guarantee future results. An investor should consider the investment objectives, risks, charges, and expenses carefully before sending money. This and other important information may be found in the ADV Part 1 and 2. Please read the ADV carefully before investing.